M. Nagaraj v. Union of India
(2006) 8 SCC 212 — Reservation in promotions, Articles 16(4A)/(4B), and the basic structure test
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Quick Summary
The Supreme Court tested four constitutional amendments that support reservation in promotions for SCs/STs: the 77th, 81st, 82nd and 85th Amendments.
The Court upheld these amendments. But it placed strict conditions: a State must have quantifiable data showing (1) backwardness, (2) inadequate representation, and (3) no hit on administrative efficiency (Article 335). It also said the 50% cap, creamy layer, and equality checks continue to apply.
Issues
- Are the 77th, 81st, 82nd, 85th Amendments valid, or do they violate the basic structure?
- How do Articles 16(4A) and 16(4B) work with equality limits like the 50% ceiling, creamy layer, and Article 335?
Rules
- Article 16(4A): Lets the State give reservation in promotion to SCs/STs.
- Article 16(4B): Allows carry-forward of backlog vacancies in reservations.
- Basic Structure: Parliament cannot damage core features like equality.
- Article 335: Keep administrative efficiency while implementing SC/ST claims.
- Indra Sawhney controls: 50% cap, creamy layer, and no excesses.
Facts (Timeline)
Petitioners file an Article 32 writ challenging Articles 16(4A) & 16(4B) and the 77th, 81st, 82nd, 85th Amendments.
They argue: equality is a basic structure; the new clauses breach Indra Sawhney limits (e.g., the 50% cap).
Union says: Article 368 lets Parliament amend to repair the Constitution; the amendments only enable States, subject to equality checks.
Arguments
Petitioners
- Amendments erode equality and breach the basic structure.
- 16(4B) ignores the 50% ceiling and principles in Indra Sawhney.
- Parliament cannot make open-ended quotas in promotions.
Respondents (Union/States)
- Amendments are enabling, not mandatory; equality limits still apply.
- They advance social justice and do not damage the basic structure.
- Court can require data-backed decisions to keep balance.
Judgment (Held)
- Amendments upheld: The 77th, 81st, 82nd, 85th Amendments and Articles 16(4A)/(4B) are valid.
- Enabling, not automatic: States may give promotion quotas only after proving three things with quantifiable data: backwardness, inadequate representation, and no loss of efficiency (Art. 335).
- Equality controls stay: 50% ceiling, creamy layer exclusion, and no excessive relaxations continue to apply.
- Carry-forward (16(4B)): Backlog can be carried forward, but overall equality balance must be kept.
Ratio Decidendi
Reservation in promotion is constitutionally permitted via 16(4A)/16(4B), but it must pass equality filters. Each State must show fresh, quantifiable evidence justifying the policy and must not violate the basic structure (equality, efficiency, balance).
Why It Matters
- Sets the checklist (data + limits) for any State giving promotion quotas.
- Preserves equality while enabling social justice.
- Guides courts and governments on how to design reservation policies.
Key Takeaways
- Valid but conditional: 16(4A)/(4B) survive, subject to strict proof.
- Quantifiable data on backwardness, inadequate representation, and efficiency is a must.
- Equality guardrails: 50% ceiling, creamy layer, and merit-efficiency checks remain.
Mnemonic + 3-Step Hook
Mnemonic: “Data, Deficit, Don’t-Dent”
- Data: Collect quantifiable evidence.
- Deficit: Show inadequate representation.
- Don’t-Dent: Don’t dent efficiency—respect equality limits.
IRAC Outline
Issue
Validity of 77th/81st/82nd/85th Amendments and scope of 16(4A)/(4B).
Rule
Articles 16(4A)/(4B), 335; basic structure; Indra Sawhney limits.
Application
Amendments enable; States must justify via quantifiable data.
Conclusion
Amendments valid; equality guardrails and data-tests apply.
Glossary
- Reservation in Promotion
- Quota benefits applied when employees are promoted to higher posts.
- Creamy Layer
- Economically/educationally advanced members who are excluded from reservation benefits.
- 50% Ceiling
- General limit on total reservations to protect equality.
- Quantifiable Data
- Concrete statistics used to justify policy—no assumptions.
FAQs
Related Cases
Indra Sawhney
Foundation for the 50% cap, creamy layer, and equality controls.
Article 16 EqualityPromotion Policies
Later judgments refining data needs and efficiency checks in promotions.
Article 335 Service Law
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